Compliance Associate - Canada Wide - Remote
"What You'll Be Doing"
About This Role
Newton operates as a remote team spread across Canada, built on values of putting customers first, collaborating as a team to overcome challenges, and continuously improving through creativity and experimentation. Newton celebrates an inclusive work environment and welcomes applicants of all backgrounds and perspectives. The company is committed to providing reasonable accommodations throughout the application process for candidates who require assistance.
What You'll Be Doing
Assist in monitoring the company's compliance with relevant regulations and internal policies
Support periodic compliance reviews and assessments to identify potential issues, gaps, and risks
Maintain accurate and organized compliance records, including policies, procedures, and reports
Help draft, review, and update compliance policies, procedures, and other documentation
Support internal compliance audits, reviews, control testing, and risk assessments, including gathering information and documenting findings
Assist with investigating and documenting compliance incidents, breaches, and identified deficiencies
Maintain compliance tracking logs and help track corrective actions and risk mitigation measures, while preparing periodic reports
What We're Looking For
Bachelor's degree in business, law, or a related field
Completion of CIRE/CSC, Supervisory and/or trader exams through CIRO/CSI
Knowledge of financial regulations and industry best practices
Strong analytical and problem-solving skills
Excellent attention to detail and organizational abilities
Strong communication and interpersonal skills
Ability to work effectively both independently and as part of a team
High degree of integrity, professionalism, and discretion, with an eagerness to develop knowledge of compliance and risk management
Why Join Us
Newton operates as a remote team spread across Canada, built on values of putting customers first, collaborating as a team to overcome challenges, and continuously improving through creativity and experimentation. Newton celebrates an inclusive work environment and welcomes applicants of all backgrounds and perspectives. The company is committed to providing reasonable accommodations throughout the application process for candidates who require assistance.
Ready to Apply?
To submit your application for this position, please visit Newton's official website and follow their application process.